Dwarf Sperm Whale
About The Species
The dwarf sperm whale is a toothed whale named after the waxy substance, spermaceti, found in its head. This organ is a sac of oil that helps the whales produce sound. Similar to squids, dwarf sperm whales can produce a dark, ink-like liquid that helps them escape from predators.
Dwarf sperm whales are found in temperate and tropical seas worldwide. The dwarf sperm whale appears very similar to the pygmy sperm whale. In the field, it is very difficult to distinguish between the two species because they can be so easily confused. Both species are poorly known due to the limited availability of information and their cryptic appearance at sea.
Dwarf sperm whales, like all marine mammals, are protected under the Marine Mammal Protection Act. NOAA Fisheries and its partners are working to conserve dwarf sperm whales and further our understanding of this species through research and conservation activities.
NOAA Fisheries estimates population size in its stock assessment reports.
Dwarf sperm whales usually avoid vessels and planes, the tools that our scientists use to measure population size. Additionally, the whales only come to the water’s surface when the sea and weather conditions are very calm. As a result, scientists rarely see dwarf sperm whales at sea. This makes it difficult to estimate their minimum population size or current population trends.
CITES Appendix II
- Throughout Its Range
- Throughout Its Range
Dwarf sperm whales have a small, compact body with a small dorsal fin located near the middle of their back. Each individual whale’s dorsal fin is a slightly different shape. While on the water’s surface, dwarf sperm whales have a low profile because their head and back are somewhat flat. Their head is sometimes described as shark-like because of its pointed snout and narrow, underslung lower jaw. They have a marking behind the eye that is often called a "false gill” because it looks similar to a fish's gill cover or slit.
Dwarf sperm whales have a brown to blue-gray colored back. Their underside is paler with white or pink tones. They have up to three pairs of teeth in the upper jaw and seven to 13 pairs of teeth in the lower jaw. Their eyes are dark and bulging with a dark ring surrounding them.
Dwarf sperm whales can sometimes be confused with pygmy sperm whales, their closest relative. These two types of whales were not distinguished as separate species until 1966. In the wild, it is very difficult to distinguish between the two species because they have similar appearances and geographic ranges.
Behavior and Diet
Dwarf sperm whales are usually seen either alone or in small groups of six to 16 individuals. These groups can vary based on age and sex, but little else is known about their social organization.
Dwarf sperm whales spend very little time at the water’s surface and almost never approach vessels. When they are seen at the surface, they are usually either swimming slowly or lying still (also known as logging). Their blows are not visible when they surface. They will slowly sink and disappear from view without showing their flukes before diving back into the water.
Dwarf sperm whales’ use of the "squid tactic" makes them unique among whales. Each dwarf sperm whale has a sac filled with dark liquid in its intestine. The whale can release more than 3 gallons of dark, reddish-brown liquid—or ink—from this sac. This liquid creates a dark cloud in the water to help protect the whales when they feel threatened or when they are trying to escape predators.
Dwarf sperm whales can dive at least 1,000 feet deep in search of food. They may feed in slightly shallower waters than pygmy sperm whales. They eat cephalopods (e.g., squid and octopus), crustaceans (e.g., crabs and shrimp), and fish. Like bats, dwarf sperm whales use echolocation to locate prey, meaning they use sound to navigate and "see" the world around them. They do so by producing sounds from their melons (or foreheads) that reflect off of the objects around them.
Where They Live
Dwarf sperm whales live in temperate and tropical seas around the world.
In the United States, dwarf sperm whales live in the waters of Hawaii, the Pacific Northwest and California, the western North Atlantic, and the northern Gulf of Mexico. They may be more common off the southeastern coast, as more strandings have happened in this area. Dwarf sperm whales are also the sixth most commonly seen toothed whale around the Hawaiian Islands.
In the Southern Hemisphere, dwarf sperm whales live in the waters around Australia, New Zealand, Indonesia, Chile, southern Brazil, and South Africa. In the Northern Hemisphere, they live in the waters around Oman, the Persian Gulf, the Maldives, Japan, British Columbia, the Gulf of California, the Gulf of Mexico, and northwestern Europe. Their migration patterns are currently unknown.
Lifespan & Reproduction
Dwarf sperm whales can live up to 22 years. They reach sexual maturity when they are 2.5 to 5 years old. In the Southern Hemisphere, females give birth between December and March. Females may give birth after a pregnancy that lasts about 1 year. Calves are about 3.3 feet long and weigh about 30 pounds at birth. They are weaned after 1 year.
Entanglement in fishing gear
One of the main threats to dwarf sperm whales is becoming entangled or captured in commercial fishing gear such trap lines, pots, and gillnets. Once entangled, they may swim for long distances dragging attached gear, potentially resulting in fatigue, compromised feeding ability, or severe injury. These conditions can lead to reduced reproductive success and death.
Accidental vessel strikes can occasionally injure or kill dwarf sperm whales. Dwarf sperm whales are vulnerable to vessel strikes throughout their range, but the risk is higher in some areas with heavy ship traffic.
Like many marine animals, dwarf sperm whales can ingest marine debris. Debris in the deep scattering layer where dwarf sperm whales feed could be mistaken for prey and incidentally ingested, leading to possible injury or death.
Some stranded dwarf sperm whales have been found with plastic and other garbage blocking their guts. Stranded whales have also been found with heart disease, immune system problems, and parasite infestations.
Underwater noise pollution can interrupt the normal behavior of dwarf sperm whales, which rely on sound to communicate. As ocean noise increases from human sources, communication space decreases—the whales cannot hear each other, or discern other signals in their environment as they used to in an undisturbed ocean.
Different levels of sound can disturb important activities, such as feeding, migrating, and socializing. Mounting evidence from scientific research has documented that ocean noise also causes marine mammals to change the frequency or amplitude of calls, decrease foraging behavior, become displaced from preferred habitat, or increase the level of stress hormones in their bodies. If loud enough, noise can cause permanent or temporary hearing loss.
In the Spotlight
Dwarf sperm whales, like all marine mammals, are protected under the Marine Mammal Protection Act. In the United States, NOAA Fisheries works to protect all populations of dwarf sperm whales.
Reducing Entanglement in Fishing Gear
Entanglement in fishing gear is a primary cause of serious injury and death for many whale species, including dwarf sperm whales.
In the Pacific, we implemented the Pacific Offshore Cetacean Take Reduction Plan to reduce mortalities and serious injuries of several marine mammal stocks, including dwarf sperm whales, incidentally injured in the California thresher shark/swordfish drift gillnet fishery.
Reducing Vessel Strikes
Collisions between whales and large vessels can injure or kill whales and damage vessels, but these collisions often go unnoticed and unreported. The most effective way to reduce collision risk is to keep whales and vessels apart. If this is not possible, the second-best option is for vessels to slow down and keep a lookout.
In the Atlantic, we have taken both regulatory and non-regulatory steps to reduce the threat of vessel collisions to North Atlantic right whales, which may also reduce the threat to dwarf sperm whales. The steps include:
- Requiring vessels to slow down in specific areas during specific times (Seasonal Management Areas).
- Advocating for voluntary speed reductions in Dynamic Management Areas.
- Recommending alternative shipping routes and areas to avoid.
- Modifying international shipping lanes.
- Developing mandatory vessel reporting systems.
- Increasing outreach and education.
- Improving our stranding response.
Overseeing Marine Mammal Health and Stranding Response
We work with volunteer networks in all coastal states to respond to marine mammal strandings, including small whales. When stranded animals are found alive, NOAA Fisheries and our partners assess the animal’s health. When stranded animals are found dead, our scientists work to understand and investigate the cause of death. Although the cause often remains unknown, scientists can sometimes identify strandings due to disease, harmful algal blooms, vessel strikes, fishing gear entanglements, pollution exposure, and ocean noise. Some strandings can serve as indicators of ocean health, giving insight into larger environmental issues that may also have implications for human health and welfare.
Marine Mammal Unusual Mortality Events
Under the Marine Mammal Protection Act, an unusual mortality event (UME) is defined as "a stranding that is unexpected; involves a significant die-off of any marine mammal population; and demands immediate response." To understand the health of marine mammal populations, scientists study unusual mortality events.
Addressing Ocean Noise
Underwater noise is a likely threat to whale populations, interrupting their normal behavior and driving them away from areas important to their survival. Increasing evidence suggests that exposure to intense underwater sound in some settings may cause some whales to strand and ultimately die. NOAA Fisheries is investigating all aspects of acoustic communication and hearing in marine animals, as well as the effects of sound on whale behavior and hearing. In 2016, we issued technical guidance for assessing the effects of anthropogenic (human-caused) sound on marine mammals’ hearing. [http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htmlink to web page on the technical guidance]
All marine mammals, including dwarf sperm whales, are protected in the United States under the MMPA.
Key Actions and Documents
Incidental Take Authorization: NOAA Southwest Fisheries Science Center Fisheries and Ecosystem Research Activities in the California Current and
- LOA- Antarctic Marine Living Resources Ecosystem (pdf, 7 pages)
- LOA- California Current Ecosystem (pdf, 10 pages)
- LOA Application (pdf, 198 pages)
- Environmental Assessment (pdf, 307 pages)
- Environmental Assessment Appendices (pdf, 77 pages)
- FONSI (pdf, 4 pages)
- Environmental Assessment Adoption Memo (pdf, 5 pages)
- Biological Opinion (pdf, 235 pages, use Internet Explorer to open)
- Public Comments
- References (pdf, 5 pages)
Incidental Take Authorization: Scripps Institute of Oceanography Low-Energy Geophysical Survey in the South Atlantic Ocean
- Issued IHA (pdf, 16 pages)
- IHA Application (pdf, 114 pages)
- References (pdf, 42 pages)
- Biological Opinion (pdf, 188 pages)
- Draft IHA (pdf, 15 pages)
- Issued IHA (pdf, 13 pages)
- IHA application (pdf, 115 pages)
- Draft IHA (pdf, 13 pages)
- References (pdf, 45 pages)
- Biological Opinion (pdf, 161 pages)
- Testing LOA (pdf, 38 pages)
- Training LOA (pdf, 37 pages)
- Revised LOA Application (pdf, 442 pages)
- LOA Application (pdf, 452 pages)
- Notification and Reporting Plan (pdf, 4 pages)
- Monitoring and Reporting
- Biological Opinion
- Supplemental Environmental Impact Statement (External Link)
- Environmental Impact Statement (External Link)
- Public Comments (External Link)
- References- Proposed Rule (pdf, 32 pages)
- References- Final Rule (pdf, 36 pages)
NOAA Fisheries conducts various research activities on the biology, behavior, and ecology of dwarf sperm whales. The results of this research are used to inform management decisions for this species.
Determining the size of dwarf sperm whale populations helps resource managers determine the success of conservation measures. Our scientists collect population information and present the data in annual stock assessment reports.
Monitoring Population Abundance and Distribution
Scientists observe dwarf sperm whales to record their numbers and distribution. By comparing numbers collected over multiple years, scientists can look for trends—i.e., whether the population is increasing, decreasing, or remaining stable during a given period.
Other research focuses on the acoustic environment of cetaceans, including dwarf sperm whales. Acoustics is the science of how sound is transmitted. This research involves increasing our understanding of the basic acoustic behavior of whales, dolphins, and fish; mapping the acoustic environment; and developing better methods to locate cetaceans using autonomous gliders and passive acoustic arrays.