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Species Directory

Dwarf Sperm Whale

Overview Conservation & Management Science

Dwarf Sperm Whale

Kogia sima

640x427-Whale_Dwarf_Sperm02.jpg.jpg

Protected Status

CITES Appendix II
Throughout Its Range
MMPA Protected
Throughout Its Range

Quick Facts

Weight
300 to 600 pounds
Lifespan
Up to 22 years
Length
Up to about 9 feet
Threats
Entanglement in fishing gear, Bycatch, Vessel strikes, Marine debris, Ocean noise
Region
New England/Mid-Atlantic, Pacific Islands, Southeast, West Coast
See Regulatory Actions

About The Species

The dwarf sperm whale is a toothed whale named after the waxy substance, spermaceti, found in its head. This organ is a sac of oil that helps the whales produce sound. Similar to squids, dwarf sperm whales can produce a dark, ink-like liquid that helps them escape from predators.

Dwarf sperm whales are found in temperate and tropical seas worldwide. The dwarf sperm whale appears very similar to the pygmy sperm whale. In the field, it is very difficult to distinguish between the two species because they can be so easily confused. Both species are poorly known due to the limited availability of information and their cryptic appearance at sea.

Dwarf sperm whales, like all marine mammals, are protected under the Marine Mammal Protection Act. NOAA Fisheries and its partners are working to conserve dwarf sperm whales and further our understanding of this species through research and conservation activities.

Status

NOAA Fisheries estimates population size in its stock assessment reports.

Dwarf sperm whales usually avoid vessels and planes, the tools that our scientists use to measure population size. Additionally, the whales only come to the water’s surface when the sea and weather conditions are very calm. As a result, scientists rarely see dwarf sperm whales at sea. This makes it difficult to estimate their minimum population size or current population trends. 

Protected Status

CITES Appendix II

  • Throughout Its Range

MMPA Protected

  • Throughout Its Range

Appearance

Dwarf sperm whales have a small, compact body with a small dorsal fin located near the middle of their back. Each individual whale’s dorsal fin is a slightly different shape. While on the water’s surface, dwarf sperm whales have a low profile because their head and back are somewhat flat. Their head is sometimes described as shark-like because of its pointed snout and narrow, underslung lower jaw. They have a marking behind the eye that is often called a "false gill” because it looks similar to a fish's gill cover or slit. 

Dwarf sperm whales have a brown to blue-gray colored back. Their underside is paler with white or pink tones. They have up to three pairs of teeth in the upper jaw and seven to 13 pairs of teeth in the lower jaw. Their eyes are dark and bulging with a dark ring surrounding them.

Dwarf sperm whales can sometimes be confused with pygmy sperm whales, their closest relative. These two types of whales were not distinguished as separate species until 1966. In the wild, it is very difficult to distinguish between the two species because they have similar appearances and geographic ranges.  

Behavior and Diet

Dwarf sperm whales are usually seen either alone or in small groups of six to 16 individuals. These groups can vary based on age and sex, but little else is known about their social organization. 

Dwarf sperm whales spend very little time at the water’s surface and almost never approach vessels. When they are seen at the surface, they are usually either swimming slowly or lying still (also known as logging). Their blows are not visible when they surface. They will slowly sink and disappear from view without showing their flukes before diving back into the water. 

Dwarf sperm whales’ use of the "squid tactic" makes them unique among whales. Each dwarf sperm whale has a sac filled with dark liquid in its intestine. The whale can release more than 3 gallons of dark, reddish-brown liquid—or ink—from this sac. This liquid creates a dark cloud in the water to help protect the whales when they feel threatened or when they are trying to escape predators. 

Dwarf sperm whales can dive at least 1,000 feet deep in search of food. They may feed in slightly shallower waters than pygmy sperm whales. They eat cephalopods (e.g., squid and octopus), crustaceans (e.g., crabs and shrimp), and fish. Like bats, dwarf sperm whales use echolocation to locate prey, meaning they use sound to navigate and "see" the world around them. They do so by producing sounds from their melons (or foreheads) that reflect off of the objects around them. 

Where They Live

Dwarf sperm whales live in temperate and tropical seas around the world. 

In the United States, dwarf sperm whales live in the waters of Hawaii, the Pacific Northwest and California, the western North Atlantic, and the northern Gulf of Mexico. They may be more common off the southeastern coast, as more strandings have happened in this area. Dwarf sperm whales are also the sixth most commonly seen toothed whale around the Hawaiian Islands.

In the Southern Hemisphere, dwarf sperm whales live in the waters around Australia, New Zealand, Indonesia, Chile, southern Brazil, and South Africa. In the Northern Hemisphere, they live in the waters around Oman, the Persian Gulf, the Maldives, Japan, British Columbia, the Gulf of California, the Gulf of Mexico, and northwestern Europe. Their migration patterns are currently unknown. 

Lifespan & Reproduction

Dwarf sperm whales can live up to 22 years. They reach sexual maturity when they are 2.5 to 5 years old. In the Southern Hemisphere, females give birth between December and March. Females may give birth after a pregnancy that lasts about 1 year. Calves are about 3.3 feet long and weigh about 30 pounds at birth. They are weaned after 1 year. 

Threats

Entanglement in fishing gear

One of the main threats to dwarf sperm whales is becoming entangled or captured in commercial fishing gear such trap lines, pots, and gillnets. Once entangled, they may swim for long distances dragging attached gear, potentially resulting in fatigue, compromised feeding ability, or severe injury. These conditions can lead to reduced reproductive success and death. 

Vessel strikes

Accidental vessel strikes can occasionally injure or kill dwarf sperm whales. Dwarf sperm whales are vulnerable to vessel strikes throughout their range, but the risk is higher in some areas with heavy ship traffic. 

Marine debris

Like many marine animals, dwarf sperm whales can ingest marine debris. Debris in the deep scattering layer where dwarf sperm whales feed could be mistaken for prey and incidentally ingested, leading to possible injury or death.

Some stranded dwarf sperm whales have been found with plastic and other garbage blocking their guts. Stranded whales have also been found with heart disease, immune system problems, and parasite infestations. 

Ocean noise

Underwater noise pollution can interrupt the normal behavior of dwarf sperm whales, which rely on sound to communicate. As ocean noise increases from human sources, communication space decreases—the whales cannot hear each other, or discern other signals in their environment as they used to in an undisturbed ocean. 

Different levels of sound can disturb important activities, such as feeding, migrating, and socializing. Mounting evidence from scientific research has documented that ocean noise also causes marine mammals to change the frequency or amplitude of calls, decrease foraging behavior, become displaced from preferred habitat, or increase the level of stress hormones in their bodies. If loud enough, noise can cause permanent or temporary hearing loss. 

Scientific Classification

Kingdom Animalia
Phylum Chordata
Class Mammalia
Order Cetacea
Family Kogiidae
Genus kogia
Species sima

What We Do

Conservation & Management

NOAA Fisheries is committed to the protection of dwarf sperm whales. Targeted management actions taken to secure protections for these whales include:

  • Reducing entanglement in fishing gear.
  • Reducing marine mammal bycatch. 
  • Reducing vessel strikes.
  • Overseeing marine mammal health and stranding response.
  • Minimizing whale watching harassment. 
  • Addressing ocean noise. 
Learn more about our conservation efforts

Science

Our research projects have discovered new aspects of dwarf sperm whale biology, behavior, and ecology and helped us better understand the challenges that all dwarf sperm whales face. Our work includes:

  • Stock assessments.
  • Monitoring population abundance and distribution. 
  • Acoustic science. 
Learn more about our research

How You Can Help

Marine Life In Distress

Report Marine Life in Distress

Report a sick, injured, entangled, stranded, or dead animal to make sure professional responders and scientists know about it and can take appropriate action. Numerous organizations around the country are trained and ready to respond. Never approach or try to save an injured or entangled animal yourself—it can be dangerous to both the animal and you.

Learn who you should contact when you encounter a stranded or injured marine animal >

Reduce Speed

Reduce Speed and Be on the Lookout

Collisions with vessels are a major cause of injury and death for whales. Here are some tips to avoid collisions:

Keep a sharp lookout. Look for blows, dorsal fins, tail flukes, etc.

Watch your speed in areas of known marine mammal occurrence. Keep speeds to 10 knots or less to reduce potential for injury.

Keep your distance. Stay at least 100 yards away.

Stop immediately if within 100 yards. Slowly distance your vessel from the whale.

Learn more about vessel strikes >

Keep Your Distance

Keep Your Distance

Be responsible when viewing marine life in the wild. Observe all small whales from a safe distance of at least 100 yards and limit your time spent observing to 30 minutes or less.

Learn more about our marine life viewing guidelines > 

Report a Violation

Report a Violation

Call the NOAA Fisheries Enforcement Hotline at (800) 853-1964 to report a federal marine resource violation. This hotline is available 24 hours a day, 7 days a week for anyone in the United States.

You may also contact your closest NOAA Office of Law Enforcement field during regular business hours.


Related Species

640x427-Whale_Pygmy_Sperm.jpg.jpg

Pygmy Sperm Whale

In the Spotlight

Management Overview

Dwarf sperm whales, like all marine mammals, are protected under the Marine Mammal Protection Act. In the United States, NOAA Fisheries works to protect all populations of dwarf sperm whales. 


Conservation Efforts

Reducing Entanglement in Fishing Gear

Entanglement in fishing gear is a primary cause of serious injury and death for many whale species, including dwarf sperm whales.

In the Pacific, we implemented the Pacific Offshore Cetacean Take Reduction Plan to reduce mortalities and serious injuries of several marine mammal stocks, including dwarf sperm whales, incidentally injured in the California thresher shark/swordfish drift gillnet fishery.

Reducing Vessel Strikes

Collisions between whales and large vessels can injure or kill whales and damage vessels, but these collisions often go unnoticed and unreported. The most effective way to reduce collision risk is to keep whales and vessels apart. If this is not possible, the second-best option is for vessels to slow down and keep a lookout.

In the Atlantic, we have taken both regulatory and non-regulatory steps to reduce the threat of vessel collisions to North Atlantic right whales, which may also reduce the threat to dwarf sperm whales. The steps include:

  • Requiring vessels to slow down in specific areas during specific times (Seasonal Management Areas).
  • Advocating for voluntary speed reductions in Dynamic Management Areas.
  • Recommending alternative shipping routes and areas to avoid.
  • Modifying international shipping lanes.
  • Developing mandatory vessel reporting systems.
  • Increasing outreach and education.
  • Improving our stranding response.

Learn more about reducing vessel strikes

Overseeing Marine Mammal Health and Stranding Response

We work with volunteer networks in all coastal states to respond to marine mammal strandings, including small whales. When stranded animals are found alive, NOAA Fisheries and our partners assess the animal’s health.  When stranded animals are found dead, our scientists work to understand and investigate the cause of death. Although the cause often remains unknown, scientists can sometimes identify strandings due to disease, harmful algal blooms, vessel strikes, fishing gear entanglements, pollution exposure, and ocean noise. Some strandings can serve as indicators of ocean health, giving insight into larger environmental issues that may also have implications for human health and welfare.

Learn more about the Marine Mammal Health and Stranding Response Program

Marine Mammal Unusual Mortality Events

Under the Marine Mammal Protection Act, an unusual mortality event (UME) is defined as "a stranding that is unexpected; involves a significant die-off of any marine mammal population; and demands immediate response." To understand the health of marine mammal populations, scientists study unusual mortality events.

Get information on active and past UMEs

Get an overview of marine mammal UMEs

Addressing Ocean Noise

Underwater noise is a likely threat to whale populations, interrupting their normal behavior and driving them away from areas important to their survival. Increasing evidence suggests that exposure to intense underwater sound in some settings may cause some whales to strand and ultimately die. NOAA Fisheries is investigating all aspects of acoustic communication and hearing in marine animals, as well as the effects of sound on whale behavior and hearing. In 2016, we issued technical guidance for assessing the effects of anthropogenic (human-caused) sound on marine mammals’ hearing. [http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htmlink to web page on the technical guidance]

Learn more about ocean noise


Regulatory History

All marine mammals, including dwarf sperm whales, are protected in the United States under the MMPA.

Key Actions and Documents

Actions & Documents Incidental Take

Incidental Take Authorization: NOAA Southwest Fisheries Science Center Fisheries and Ecosystem Research Activities in the California Current and

NOAA Fisheries' Office of Protected Resources has issued regulations to govern the unintentional taking of marine mammals incidental to fisheries research conducted in multiple specified geographical regions over the course of five years. These…
  • Final Rule
  • Proposed Rule
  • Notice of Receipt of Application
  • LOA- Antarctic Marine Living Resources Ecosystem (pdf, 7 pages)
  • LOA- California Current Ecosystem (pdf, 10 pages)
  • LOA Application (pdf, 198 pages)
  • Environmental Assessment (pdf, 307 pages)
  • Environmental Assessment Appendices (pdf, 77 pages)
  • FONSI (pdf, 4 pages)
  • Environmental Assessment Adoption Memo (pdf, 5 pages)
  • Biological Opinion (pdf, 235 pages, use Internet Explorer to open)
  • Public Comments
  • References (pdf, 5 pages)
Final Rule
,
West Coast
Foreign
Effective
01/15/2021

Incidental Take Authorization: Scripps Institute of Oceanography Low-Energy Geophysical Survey in the South Atlantic Ocean

NOAA Fisheries has issued an incidental harassment authorization (IHA) to the Scripps Institute of Oceanography (SIO) to incidentally harass, by Level B harassment only, marine mammals during a low-energy marine geophysical survey in the South Atlantic…
  • Notice of Final IHA
  • Notice of Proposed IHA
  • Issued IHA (pdf, 16 pages)
  • IHA Application (pdf, 114 pages)
  • References (pdf, 42 pages)
  • Biological Opinion (pdf, 188 pages)
  • Draft IHA (pdf, 15 pages)
Notice
,
Foreign
Published
11/07/2019

Incidental Take Authorization: Low-Energy Geophysical Survey in the Southwest Atlantic Ocean

NOAA Fisheries  issued an incidental harassment authorization (IHA) to the Scripps Institute of Oceanography (SIO) to incidentally harass, by Level A and Level B harassment, marine mammals during a low-energy marine geophysical survey in the Southwest…
  • Notice of Final IHA
  • Notice of Proposed IHA
  • Issued IHA (pdf, 13 pages)
  • IHA application (pdf, 115 pages)
  • Draft IHA (pdf, 13 pages)
  • References (pdf, 45 pages)
  • Biological Opinion (pdf, 161 pages)
Notice
,
Foreign
Published
10/11/2019

Incidental Take Authorization: U.S. Navy Northwest Training and Testing (NWTT) (2020)

NOAA Fisheries, upon request from the U.S. Navy, has issued regulations pursuant to the Marine Mammal Protection Act to govern the taking of marine mammals incidental to the training and testing activities conducted in the Northwest Training and Testing…
  • Final Rule
  • Proposed Rule
  • Notice of Receipt of Application for LOA
  • Testing LOA (pdf, 38 pages)
  • Training LOA (pdf, 37 pages)
  • Revised LOA Application (pdf, 442 pages)
  • LOA Application (pdf, 452 pages)
  • Notification and Reporting Plan (pdf, 4 pages)
  • Monitoring and Reporting
  • Biological Opinion
  • Supplemental Environmental Impact Statement (External Link)
  • Environmental Impact Statement (External Link)
  • Public Comments (External Link)
  • References- Proposed Rule (pdf, 32 pages)
  • References- Final Rule (pdf, 36 pages)
Final Rule
,
West Coast
Effective
11/09/2020
  • Current page 1
  • Page 2
  • Page 3
  • …
  • Next

More Information

  • International Marine Mammal Conservation
  • Marine Life in Distress
  • Marine Life Viewing Guidelines
  • Marine Mammal Permits and Authorizations

Science Overview

NOAA Fisheries conducts various research activities on the biology, behavior, and ecology of dwarf sperm whales. The results of this research are used to inform management decisions for this species. 

Stock Assessments

Determining the size of dwarf sperm whale populations helps resource managers determine the success of conservation measures. Our scientists collect population information and present the data in annual stock assessment reports.

Monitoring Population Abundance and Distribution

Scientists observe dwarf sperm whales to record their numbers and distribution. By comparing numbers collected over multiple years, scientists can look for trends—i.e., whether the population is increasing, decreasing, or remaining stable during a given period.

Acoustic Science

Other research focuses on the acoustic environment of cetaceans, including dwarf sperm whales. Acoustics is the science of how sound is transmitted. This research involves increasing our understanding of the basic acoustic behavior of whales, dolphins, and fish; mapping the acoustic environment; and developing better methods to locate cetaceans using autonomous gliders and passive acoustic arrays.

Learn more about acoustic science
 

More Information

  • Population Assessments
  • Marine Mammal Permits and Authorizations
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